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Equity Income Through an ESG Index Lens

Income-oriented investors may be able to generate a healthy and sustainable dividend while still meeting their ESG goals, according to new insight.

We recently compared trailing twelve-month yield and 5-year returns for the Morningstar Dividend Yield Focus Index, which does not use ESG criteria, to the Morningstar US Sustainability Dividend Yield Focus Index, which screens for ESG risk as well as dividend paying capacity, utilizing forward-looking inputs from Sustainalytics and Morningstar Equity Research.

We then made a similar comparison for global yield strategies, examining yield and return for the Morningstar Global Markets Dividend Yield Focus to the Morningstar Global Markets Sustainability Dividend Yield Focus.

In both comparisons, the sustainable yield index strategy exhibited a comparable current yield with a higher 5-year annualized return than its non-sustainable yield index counterpart.

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All back-tested strategies are created with the benefit of hindsight. As such, some annualized returns shown are hypothetical (prior to index inception date), do not represent actual decision-making, and may not reflect the impact material economic and market factors might have had on Morningstar’s decision-making process. Future results can differ significantly from the back-tested returns shown.


Dan Lefkovitz – Strategist, Morningstar Indexes

“Finding companies with attractive yields and low ESG risk can be challenging, as many dividend paying companies tend to cluster in old economy sectors. Yet it is possible to balance ESG objectives with equity income objectives. By incorporating fundamental research and ESG risk ratings, the Morningstar Sustainability Dividend Yield Focus Indexes uncover high-quality, financially healthy dividend payers that are attractive from an ESG perspective.”

Dan Lefkovitz shares more insights on this topic in a recent paper – Sustainable dividends for sustainable investors. If you have any questions or would like to speak with Dan Lefkovitz, please reach out to Tim Benedict at tim.benedict@morningstar.com or (203) 339-1912.

©2022 Morningstar. All Rights Reserved. The information, data, analyses and opinions contained herein (1) include the proprietary information of Morningstar, (2) may not be copied or redistributed, (3) do not constitute investment advice offered by Morningstar, (4) are provided solely for informational purposes and therefore are not an offer to buy or sell a security, and (5) are not warranted to be correct, complete or accurate. Morningstar has not given its consent to be deemed an "expert" under the federal Securities Act of 1933. Except as otherwise required by law, Morningstar is not responsible for any trading decisions, damages or other losses resulting from, or related to, this information, data, analyses or opinions or their use. Past performance does not guarantee future results. Before making any investment decision, consider if the investment is suitable for you by referencing your own financial position, investment objectives, and risk profile. Always consult with your financial advisor before investing.

Investment research is produced and issued by subsidiaries of Morningstar, Inc. including, but not limited to, Morningstar Research Services LLC, registered with and governed by the U.S. Securities and Exchange Commission.

Sustainalytics is an environmental, social, and governance and corporate governance research, ratings, and analysis firm. Morningstar acquired Sustainalytics in 2020. Sustainalytics provides ESG scores on companies, which are evaluated within global industry peer groups, and tracks and categorizes ESG-related controversial incidents on companies. Morningstar uses Sustainalytics’ company level ESG analytics to calculate ratings for managed products and indexes using Morningstar’s portfolio holdings database.

Morningstar indexes are created and maintained by Morningstar, Inc. Morningstar® is a registered trademark of Morningstar, Inc.

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